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Security Ownership by Certain Beneficial Owners and Management
Shown below is information with respect to persons or groups that beneficially own more than five percent of Unisys common stock. This information is derived from Schedules 13D and 13G filed by such persons or groups.
Name and Address of
Beneficial Owner
|
Number of Shares
of Common Stock
|
Percent
of Class
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Brandes Investment Partners, L.P.
Brandes Investment Partners, Inc.
Brandes Worldwide Holdings, L.P.
Charles H. Brandes
Glenn R. Carlson
Jeffrey A. Busby
11988 El Camino Real, Suite 500
San Diego, CA 92130
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44,890,036 (1)
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13.03
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Black Rock, Inc.
(on behalf of its investment advisory subsidiaries)
40 East 52nd Street
New York, NY 10022
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36,830,620 (2)
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10.69
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MMI Investments, L.P.
MCM Capital Management, LLC
1370 Avenue of the Americas
New York, NY 10019
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20,621,700 (3)
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6.0
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(1) Shared dispositive power has been reported for 44,890,036 shares. Shared voting power has been reported for 33,524,053 shares.
(2) Shared dispositive and shared voting power has been reported for all shares.
(3) Sole voting and sole dispositive power has been reported for all shares.
Shown below are the number of shares of Unisys common stock (or stock units) beneficially owned as of February 28, 2007, by all directors and nominees, each of the executive officers named on the Summary Compensation table, and all directors and current officers of Unisys as a group. No individual named below beneficially owns more than one percent of the outstanding shares of Unisys common stock. All directors and officers as a group beneficially own 1.7% of the shares of Unisys common stock deemed outstanding.
Beneficial Owner
|
Number of Shares
of Common Stock
(1)(2)
|
Additional Shares of
Common Stock Deemed
Beneficially Owned
(1)(3)
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Greg J. Baroni
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24,902
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420,000
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Peter Blackmore
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11,716
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500,000
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J. P. Bolduc
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35,162
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68,000
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James J. Duderstadt
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32,525
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68,000
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Henry C. Duques
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70,959
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68,000
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Matthew J. Espe
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11,456
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24,000
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Denise K. Fletcher
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19,076
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48,000
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Janet B. Haugen
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36,057
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750,000
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Randy J. Hendricks
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23,963
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415,000
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Edwin A. Huston
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36,211
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68,000
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Clayton M. Jones
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12,431
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24,000
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Leslie F. Kenne
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5,133
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0
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Theodore E. Martin
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91,586
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68,000
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Joseph W. McGrath
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77,632
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1,815,000
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All directors and officers as a group
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609,601
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6,193,500
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(1) Includes shares reported by directors and officers as held directly or in the names of spouses, children or trusts as to which beneficial ownership may have been disclaimed.
(2) Includes:
(a) Shares held under the Unisys Savings Plan, a qualified plan under Sections 401(a) and 401(k) of the Internal Revenue Code, as follows: Mr. Baroni, 178; Ms. Haugen, 2,925; Mr. Hendricks, 2,156; Mr. McGrath, 2,862; officers as a group, 23,452. With respect to such shares, plan participants have authority to direct voting.
(b) Stock units deferred under a Unisys deferred compensation plan as follows: Mr. McGrath, 34,894; officers as a group, 34,894. Deferred stock units are payable in shares of Unisys common stock upon termination of employment or on a date specified by the executive. They may not be voted.
(c) Stock units, as described in Compensation of Directors, for directors as follows: Mr. Bolduc, 27,029; Dr. Duderstadt, 26,342; Mr. Duques, 60,826; Mr. Espe, 6,323; Ms. Fletcher, 13,943; Mr. Huston, 30,078; Mr. Jones, 7,298; and Mr. Martin, 66,453. They may not be voted.
(d) Restricted stock units that vested on March 8, 2007 as follows: Mr. Baroni, 8,212; Mr. Blackmore, 11,022; Ms. Haugen, 8,674; Mr. Hendricks, 8,308; Mr. McGrath, 27,037; officers as a group, 84,940.
(3) Shares shown are shares subject to options exercisable within 60 days following February 28, 2007.
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